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Securities & Exchange Commission, Zambia

Securities & Exchange Commission, Zambia

Protecting Investors in the Capital Markets

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  • HOME
  • ABOUT
    • Mission & Vision
    • Our Board
    • Organisation Structure
    • Directorate Market Supervision and Development
    • Directorate Enforcement & Legal Services
    • Website Disclaimer
  • LICENCING
    • List of Capital Market Operators
    • Forms/Checklists
  • SECURITIES REGISTRATION
    • LAWS & REGULATIONS
      • Securities Acts
      • Rules
      • Guidelines
      • Directives
      • Guidance Notes
      • Circulars
      • Draft Laws and Regulations
        • Stakeholder Consultations in Progress
        • Other Stakeholder Consultations
      • Judgments and Rulings
        • Court of Appeal
        • Capital Markets Tribunal
        • High Court
    • Equity/Debt
    • Employee Share Option Plans
    • Mergers and Acquisitions
    • Registered Securities
    • Collective Investment Schemes
  • Investor Information
    • Investor Protection
      • Warnings and Alerts
      • File a Compliant/Tip
    • Investor Education
      • Education
      • FAQs
  • Publications
    • Bonds Secondary Market Trades
    • Quarterly Publications (Bulletin)
    • Annual Reports
    • Other Publications
      • Forms/Checklists
  • SEC Special Projects
    • RISK BASED SUPERVISION
      • RBS Introduction and Background
      • RBS Toolkit
      • RBS Frequently Asked Questions
    • Capital Markets Master Plan
      • Capital Markets Master Plan
  • LATEST NEWS
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Latest News

Ponzi Scheme: CORE VARIOUS

MEDIA RELEASE ON THE SIGNING OF THE MOU BETWEEN SEC AND PA

PONZI SCHEME REPORT – TRUST FUNDER

SCAM ALERT: AGR SOLAR ENERGY CO LTD

Failure And/or Neglect By Pamodzi Hotel Plc To Disclose Price-Sensitive Information

OPERATION OF UNAUTHORISED PRIVATE FUNDS

Revised Internal Control Reporting Framework for Issuers of Registered Securities Guidelines

Press Release – Regulatory Sandbox Framework for Capital Markets

Green Bond Notice

Amnesty Notice for Unlicensed Capital Market Players

Wednesday, May 21, 2025

Category: Press Release

Notice of Supervisory Possession of Madison Asset Management Company Limited
news Press Release

Notice of Supervisory Possession of Madison Asset Management Company Limited

March 2, 2020

Read More

Securities and Exchange Commission Applauds the Registration of ZAFFICO Ordinary Shares.
news Press Release

Securities and Exchange Commission Applauds the Registration of ZAFFICO Ordinary Shares.

January 21, 2020

Press Release-SEC APPLAUNDS ZAFFICO LISTING (002) Lusaka/January 10, 2020. The Securities and Exchange Commission (“SEC”) is pleased to announce the approval of the registration of 400,000,000 ordinary shares for the … Read More

Notice of Licences Revoked, Cancelled and Surrendered
Press Release

Notice of Licences Revoked, Cancelled and Surrendered

December 24, 2019

NOTICE is hereby given that the following licences were revoked, cancelled or surrendered pursuant to the provisions of the Securities Act, No. 41 of 2016. Therefore, the following persons are … Read More

Notice – Annual Capital Markets Operators Fees for 2020
Press Release

Notice – Annual Capital Markets Operators Fees for 2020

October 3, 2019
Securities (Internal Control Reporting Framework for Issuers of Registered Securities) Guidelines, 2019
Press Release

Securities (Internal Control Reporting Framework for Issuers of Registered Securities) Guidelines, 2019

July 30, 2019

Guidelines Table

Notification of Tender Awards for Insurance Services
Press Release

Notification of Tender Awards for Insurance Services

July 23, 2019

Ref No. SEC/INSUR/PB/PU/017/2018 The Commission issued Request for Proposals (RFP) for eligible Insurance firms through a competitive tender process. Following the Procurement Committee resolution and pursuant to Section 53 (1) … Read More

NOTICE OF SUSPENSION OF BADEX AND PANEX
Press Release

NOTICE OF SUSPENSION OF BADEX AND PANEX

May 6, 2019

Download Signed Notice Here!!!!!!!!!!!!!!!! SECURITIES AND EXCHANGE COMMISSION  NOTICE OF SUSPENSION OF SECURITIES EXCHANGE LICENCE SECTIONS 11 AND 27 OF THE Securities Act, No. 41 of 2016  The Securities and … Read More

Notice- Extension of period of compliance with ss.146- 149
Press Release

Notice- Extension of period of compliance with ss.146- 149

February 6, 2019

    Click here to download signed document NOTICE OF EXTENSION OF EXEMPTION FOR AUDITORS AND BOARDS OF DIRECTORS OF LISTED COMPANIES AND COMPANIES WHOSE SECURITIES ARE REGISTERED WITH THE … Read More

Securities and Exchange Commission (Sec) Zambia Becomes 116th IOSCO MMoU Signatory
Press Release

Securities and Exchange Commission (Sec) Zambia Becomes 116th IOSCO MMoU Signatory

January 24, 2018

The Securities and Exchange Commission (SEC) is one of the three financial sector regulators in Zambia with a core objective of regulating the capital markets sub-sector. The SEC is a … Read More

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Recent Activities

  • PUBLIC ALERT – SEC Impersonation
  • Ponzi Scheme: CORE VARIOUS
  • MEDIA RELEASE ON THE SIGNING OF THE MOU BETWEEN SEC AND PA
  • PONZI SCHEME REPORT – TRUST FUNDER
  • SCAM ALERT: AGR SOLAR ENERGY CO LTD

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Stand No. 5475 – Corner of Great East Road and Libala Road, Kalundu,
P.O Box 35165,
Lusaka, Zambia.

Email: info@seczambia.org.zm
Tel: +260 211 227012/222368/222369

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Capital Markets Association Of Zambia – CMAZ

 

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