Guidelines

This listing includes SEC Guidelines, you can download them and read at your own convenient time.

File NameDownload
Draft Risk Management Guidelines for Capital Markets in ZambiaDraft Risk Management Guidelines for Capital Markets in Zambia
Guideline No. 3 of 2020 - Regulatory Sandbox Framework for Capital MarketsRegulatory Sandbox Guidelines for Capital Markets_Final_OnlineSharing
The Securities (Commercial Papers) Guidelines, 2020The Securities (Commercial Papers) Guidelines, 2020
The Securities (Real Estate Investment Trust) Guidelines, 2020The Securities (Real Estate Investment Trust) Guidelines, 2020
The Securities (Green Bonds) Guidelines, 2019The Securities (Green Bonds) Guidelines, 2019
APPENDIX I - Eligible Green Project Categories as Per Green Bond Principles 2018
Guidelines on minimum fit proper requirements of competence and capability - Issued 17 December 2015Guidelines on minimum fit proper requirements of competence and capability - Issued 17 December 2015
GUIDELINE NO. 1 - Guidelines on Trustees and Custodians in a CIS established by TrustGUIDELINE NO. 1 - Guidelines on Trustees and Custodians in a CIS established by Trust
Securities (Internal Control Reporting Framework for Issuers of Registered Securities) Guidelines, 2019SECURITIES (INTERNAL CONTROL REPORTING FRAMEWORK FOR ISSUERS OF REGISTERED SECURITIES) GUIDELINES, 2019
The Securities (Private Funds) Guidelines, (No. 1) 2022The Securities (Private Funds) Guidelines, (No. 1) 2022