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Securities & Exchange Commission, Zambia

Securities & Exchange Commission, Zambia

Protecting Investors in the Capital Markets

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  • HOME
  • ABOUT
    • Mission & Vision
    • Our Board
    • Organisation Structure
    • Directorate Market Supervision and Development
    • Directorate Enforcement & Legal Services
    • Website Disclaimer
  • LICENCING
    • List of Capital Market Operators
    • Forms/Checklists
  • SECURITIES REGISTRATION
    • LAWS & REGULATIONS
      • Securities Acts
      • Rules
      • Guidelines
      • Directives
      • Guidance Notes
      • Circulars
      • Draft Laws and Regulations
        • Stakeholder Consultations in Progress
        • Other Stakeholder Consultations
      • Judgments and Rulings
        • Court of Appeal
        • Capital Markets Tribunal
        • High Court
    • Equity/Debt
    • Employee Share Option Plans
    • Mergers and Acquisitions
    • Registered Securities
    • Collective Investment Schemes
  • Investor Information
    • Investor Protection
      • Warnings and Alerts
      • File a Compliant/Tip
    • Investor Education
      • Education
      • FAQs
  • Publications
    • Bonds Secondary Market Trades
    • Quarterly Publications (Bulletin)
    • Annual Reports
    • Other Publications
      • Forms/Checklists
  • SEC Special Projects
    • RISK BASED SUPERVISION
      • RBS Introduction and Background
      • RBS Toolkit
      • RBS Frequently Asked Questions
    • Capital Markets Master Plan
      • Capital Markets Master Plan
  • LATEST NEWS
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Latest News

Ponzi Scheme: CORE VARIOUS

MEDIA RELEASE ON THE SIGNING OF THE MOU BETWEEN SEC AND PA

PONZI SCHEME REPORT – TRUST FUNDER

SCAM ALERT: AGR SOLAR ENERGY CO LTD

Failure And/or Neglect By Pamodzi Hotel Plc To Disclose Price-Sensitive Information

OPERATION OF UNAUTHORISED PRIVATE FUNDS

Revised Internal Control Reporting Framework for Issuers of Registered Securities Guidelines

Press Release – Regulatory Sandbox Framework for Capital Markets

Green Bond Notice

Amnesty Notice for Unlicensed Capital Market Players

Wednesday, May 21, 2025

Category: news

PUBLIC ALERT : FUD-FOOTBALL
news Warnings and Alerts

PUBLIC ALERT : FUD-FOOTBALL

July 5, 2023

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Unlicensed Investment Scheme: QZ ASSET MANAGEMENT
news Warnings and Alerts

Unlicensed Investment Scheme: QZ ASSET MANAGEMENT

May 8, 2023

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Securities and Exchange Commission of Zambia joins Sustainable Banking and Finance Network
news Press Release

Securities and Exchange Commission of Zambia joins Sustainable Banking and Finance Network

March 31, 2023

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Lifting of Supervisory Possession of Laurence Paul Investment Services
news Press Release

Lifting of Supervisory Possession of Laurence Paul Investment Services

February 15, 2023

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Public Notice – Postponement of The Capital Markets Master Plan Launch
events news Press Release

Public Notice – Postponement of The Capital Markets Master Plan Launch

December 19, 2022

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Join us to celebrate the launch of the Zambia Regulatory Assessment
news

Join us to celebrate the launch of the Zambia Regulatory Assessment

September 15, 2022

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The Securities (Private Funds) Guidelines, (No. 1) 2022
news Press Release

The Securities (Private Funds) Guidelines, (No. 1) 2022

May 6, 2022

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Public Alert: Contract Farming Schemes/Agreements
news Warnings and Alerts

Public Alert: Contract Farming Schemes/Agreements

April 21, 2022

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Public Notice for Board Appointments – Commission Board Vice – Chairperson Mr Paul Nkhoma
news Press Release

Public Notice for Board Appointments – Commission Board Vice – Chairperson Mr Paul Nkhoma

March 29, 2022

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Notice Of Suspension of Investment Advisors License – Simon Kalunga Mpasa
news Press Release

Notice Of Suspension of Investment Advisors License – Simon Kalunga Mpasa

February 15, 2022

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Recent Activities

  • PUBLIC ALERT – SEC Impersonation
  • Ponzi Scheme: CORE VARIOUS
  • MEDIA RELEASE ON THE SIGNING OF THE MOU BETWEEN SEC AND PA
  • PONZI SCHEME REPORT – TRUST FUNDER
  • SCAM ALERT: AGR SOLAR ENERGY CO LTD

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Stand No. 5475 – Corner of Great East Road and Libala Road, Kalundu,
P.O Box 35165,
Lusaka, Zambia.

Email: info@seczambia.org.zm
Tel: +260 211 227012/222368/222369

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Lusaka Securities Exchange

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Pensions and Insurance Authority

Ministry of Finance

Capital Markets Association Of Zambia – CMAZ

 

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