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Commission
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Securities Acts

Securities Act & Statutory Instruments

The Act, amongst other things, provides for:

  • The establishment of a body known as the Securities and Exchange Commission
  • The provisions of the First Schedule
  • The Commissions Functions
  • Rules relating to Exchanges
The Securities Act, No. 41 of 2016 (Amended by Act No. 21 of 2022)
Securities Acts
  • PART I PRELIMINARY
  • PART II THE SECURITIES AND EXCHANGE COMMISSION
  • PART III LICENSING OF SECURITIES EXCHANGES AND CLEARING AND SETTLEMENT AGENCIES
  • PART IV SELF-REGULATORY ORGANISATIONS
  • PART V LICENSING AND REGULATION OF CAPITAL MARKETS OPERATORS
  • PART VI CREDIT RATING AGENCIES
  • PART VII REGULATION OF SECURITIES EXCHANGES
  • PART VIII REGISTRATION OF SECURITIES, REGISTERED SECURITIES AND TRADING ON SECURITIES EXCHANGE
  • PART IX REGULATION OF CLEARING AND SETTLEMENT AGENCIES
  • PART X COLLECTIVE INVESTMENT SCHEMES AND VENTURE CAPITAL FUNDS
  • PART XI MERGERS AND TAKE-OVERS
  • PART XII INSIDER TRADING
  • PART XIII AUDITING AND CORPORATE RESPONSIBILITIES OF LISTED COMPANIES
  • PART XIV INFORMATION, INVESTIGATIONS, INSPECTIONS AND CO-OPERATION
  • PART XV CIVIL LIABILITY
  • PART XVI COMPENSATION FUND
  • PART XVII CAPITAL MARKETS TRIBUNAL
  • PART XVIII OFFENCES ON IMPROPER TRADING PRACTICES
  • PART XIX MISCELLANEOUS PROVISIONS

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