Securities (Registration of Securities) Rules S.I No 164 Of 1993

Securities (Registration of Securities) Rules S.I No 164 Of 1993

These Rules may be cited as the Securities (Registration of Securities) Rules.

Under these Rules, unless the context otherwise requires-
“articles” means articles of association;
“Chief Executive” means a person who either alone or together with one or more persons is or will be
responsible under the immediate authority of the board of directors for the conduct of the business of a registered securities issuer;
“debt securities” means debenture or loan stock, debentures, bonds, notes and other securities or instruments
acknowledging, evidencing or creating indebtedness, whether secured or unsecured and options, warrants
or similar rights to subscribe or purchase any of the foregoing, and convertible debt securities;
“convertible debt securities” means debt securities convertible into or exchangeable for equity securities or
other property;
“convertible equity securities” means equity securities convertible into or exchangeable for shares;

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