Circulars

Circulars Documents & Resources

SEC Circulars are formal communications issued by the Securities and Exchange Commission (SEC) Zambia to provide guidance, announce regulatory updates, clarify interpretation of rules, or direct specific actions by market participants. They are a key tool for promoting transparency, compliance, and timely dissemination of regulatory information.

26 Apr

DMSD Circular 4 – Board Meeting Notifications and Other Notifications And Information To The Securities And Exchange Commission

26 Apr

DMSD Circular 1 – 2019 – Submission of Monthly Capital Adequacy Returns

26 Apr

DMSD Circular 1 – 2019 – Sec Monthly Capital Adequacy Return Template

25 Apr

Circular No 3-2019-DMSD Compliance with Section 182 (2) of the Securities Act No. 41 – Professional Indemnity Insurance

25 Apr

DMSD Circular 3 – Professional Indemnity Insurance

30 Sep

Circular to capital market players – Non authorization of Invest Trace to access share registers

Enforcement & Compliance

The regulatory landscape evolves continuously. Stay informed about updates to guidelines, circulars, and new frameworks by subscribing to our mailing list or visiting our News & Updates section regularly.