Capital Markets Tribunal

Tribunal Documents & Resources

The Capital Markets Tribunal is an independent quasi-judicial body established to adjudicate disputes, appeals, and enforcement matters arising under the Securities Act No. 41 of 2016. Its purpose is to ensure impartial, fair, and efficient resolution of conflicts involving the Securities and Exchange Commission (SEC), market participants, and investors.

11 Jun

CMT Ruling – Mwangala Mwiya v SEC

19 May

Ruling on Application to set aside action – MAMCo v SE

19 May

Capital Markets Tribunal – Ruling – SEC Vs Zambia Breweries and National Breweries

19 May

Capital Markets Tribunal – Ruling – PANEX Vs SEC

19 May

Capital Markets Tribunal – RULING – MAMCO-MFS Vs SEC -Abraham Alutuli and Phillip Chitalu

19 May

Capital Markets Tribunal – Xylem Trading Pty Ltd Vs SEC – 2021-CMT-A-001

19 May

Capital Markets Tribunal – RULING – MAMCO-MFS Vs SEC -Abraham Alutuli and Phillip Chitalu

19 May

Capital Markets Tribunal – Ex-Tempore Order – Stanchart Zambia – Stanchart Nominees and SEC

19 May

Capital Markets Tribunal – Ruling on application for leave to appeal – Stanchart Zambia – Stanchart Nominees and SEC.

19 May

Capital Market Tribunal – Madison Asset Management Company – RULING

Enforcement & Compliance

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