Pursuant to the Securities Act No.41 of 2016 (as amended by the Act No. 21 of 2022) (“the Act”), Capital Markets Operators (“CMOs”) are required to comply with the continuing obligations which include the requirement to make statutory submissions to the Securities and Exchange Commission (“the Commission”). This Circular outlines the submission dates falling due within the calendar year ending 31st December
2024 for each class of CMOs as follows;
- Appendix A: submissions for all Capital Market Operators.
- Appendix B: Annual Reports for all Capital Markets Operators.
- Appendix C: Interim Financial Statements.
- Appendix D: Capital Adequacy Returns.
- Appendix E: Secondary Bond Trading Reports.
Kindly note that all annual reports are to be submitted to the Commission via email at info@seczambia.org.zm and copied to supervision@seczambia.org.zm. Please note that the Commission reserves the right to take supervisory action against CMOs that do not comply with the submission requirement within the stipulated timelines.
Please note that the Commission reserves the right to take supervisory action against CMOs that do not comply with the submission requirement within the stipulated timelines.
For further queries, please contact the Securities and Exchange Commission on +260 211 227012/ 222368/ 222369 or info@seczambia.org.zm. CMOs may also contact: Ms. Gertrude Buyungwe on gbuyungwe@seczambia.org.zm or Ms. Leah K. Simasiku on lsimasiku@seczambia.org.zm.