Circular No 4-2019 – DMSD Continuing Obligations – Disclosures and other Notifications (Not Approvals)

Circular No 4-2019 – DMSD Continuing Obligations – Disclosures and other Notifications (Not Approvals)

Reference is made to the above subject matter.

in its efforts to ensure investor protection and enhance Issuers’ compliance with continuing obligations as stipulated in the Securities Act and the rules thereunder, the Securities and Exchange Commission (“the Commission”) hereby requests Issuers and sponsoring Brokers to ensure that all disclosures and other notifications that do not require the Commission’s approval are submitted via electronic mail using the following address: disclosures@seczambia.org.zm

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