The Securities (Licensing, Fees and Levies) (Amendment) Rules, S.I No 82 of 2013
IN EXERCISE of the powers contained in sections four and seventy eight of the Securities Act, the following Rules are hereby made:
The Securities (Specification of Approved Assets, Liquid Assets and Ranking Liabilities) Notice
RULE 31-THE SECURITIES (SPECIFICATION OF APPROVED ASSETS, LIQUID ASSETS ANDRANKING LIABILITIES) NOTICE Notice by the Securities and Exchange Commission
Securities (Advertisements) Rules S.I No 166 of 1993 13 of 1994
These Rules may be cited as the Securities (Advertisements) Rules. In these Rules, unless the context otherwise requires-Interpretation“advertisement” includes every form of advertising, whether in a publication, brochure, handout, or letterhead, or by the display of notices, or by means of circulars or other documents, or by an exhibition ofphotographs or cinematograph films or videos, […]
Securities (Registration of Securities) Rules S.I No 164 Of 1993
These Rules may be cited as the Securities (Registration of Securities) Rules. Under these Rules, unless the context otherwise requires-“articles” means articles of association;“Chief Executive” means a person who either alone or together with one or more persons is or will beresponsible under the immediate authority of the board of directors for the conduct of […]
Securities (Accounting and Financial Requirements) Rules S.I No 163 of 1993 152 of 1995
These Rules may be cited as the Securities (Accounting and Financial Requirements) Rules. In these Rules, unless the context otherwise requires-Interpretation“auditor”, in relation to a licensee, means the person appointed by the licensee to be his auditor for thepurpose of these Rules;“customer bank account” means a bank account established for the purposes of rule twenty-two;“financial […]
Securities (Collective Investment Schemes) Rules S.I No 161 of 1993
These Rules may be cited as the Securities (Collective Investment Schemes) Rules. In these Rules, unless the context otherwise requires-Interpretation“bond scheme” means a scheme, the primary objective of which is to invest in debt securities which have aremaining term to maturity of one year or more;“collective investment scheme” or “scheme” means a collective investment scheme […]
Securities (Compensation Fund) Regulations 162 of 1993
These Regulations may be cited as the Securities (Compensation Fund) Regulations. In these Regulations, unless the context otherwise requires-Interpretation“compensation fund” and “fund” mean the compensation fund established by the Minister under sectionsixty-four of the Act;“Compensation Fund Committee” and “Committee” mean the Compensation Fund Committee appointedunder section sixty-five of the Act;“default”, in relation to the failure […]
Securities (Registration of Securities) (Investment Companies) Rules S.I No 167 of 1993
These Rules may be cited as the Securities (Registration of Securities) (Investment Companies) Rules. (1) In these Rules, unless the context otherwise requires-“associate” means-Interpretationin relation to any director, chief executive or substantial shareholder (being an individual)-(i) his spouse, and any child or step-child under the age of twenty-one years, of the director, chiefexecutive or substantial […]
Securities (Takeovers and Mergers) Rules 170 of 1993
These Rules may be cited as the Securities (Takeovers and Mergers) Rules, 1993 Interpretation(1) In these Rules, unless the context otherwise requires—-“acquisition of voting rights” includes the exercise of control or direction overvoting rights other than by way of a revocable proxy given for no consideration for thepurpose of one meeting of shareholders only;“acting in […]
CMMP development in Africa
Why is a capital market masterplan important Alignment capital market development to the country’s economic development agenda ▪ Provides a long term systematic plan to develop the capital market holistically thus reducing strain on the banking sector and external debt burden ▪ Provides strategic direction on capital market development priorities which partners use to determine […]