Draft Risk Management Guidelines for Capital Markets in Zambia
Objective of the SEC Risk Management Guidelines In 2021, the Board of the Securities and Exchange Commission approved the Commission Risk Based Supervision Policy “RBS Policy”. The RBS Policy represents the Commission’s commitment to transition its supervision of Zambian Capital markets from a compliance-based regime to a risk-based supervision regime. The Commission’s approach to supervision […]
RBS vs CBS
Investment Brochure A3 Tonga

Bonds and Treasury Bills: A bond or a treasury bill is an instrument used by the issuer to borrow moneyfrom the holder with an obligation to repay the principal and interest on future dates. When you invest inbonds you lend your money to the issuer of the bond who may be a company or government.If […]
Investing A3 Leaflet – English

INVESTING YOUR MONEYINVESTING IN A FIXED DEPOSITTo invest in a fixed deposit, contact a bank, or a financial institution of your choice and place your money with it. At the end of the fixed period of the investment, you must go for the money invested, unless you decide to invest for another fixed period. BUYING […]
National Financial Sector Development (FSD) Policy
This Financial Sector Development (FSD) Policy expresses the commitment of the Government of the Republic of Zambia to fostering the development of the financial sector through the provision of strategic guidance and oversight. The Policy aims at having a well-developed, competitive, and inclusive financial system that supports efficient resource mobilization and access to financial services […]
National Financial Inclusion Strategy (NFIS)
This National Financial Inclusion Strategy (NFIS) is a renewed commitment to financial inclusion in Zambia and builds on previous efforts and ongoing initiatives by Government. The vision for financial inclusion in Zambia is to have universal access to and usage of a broad range of quality and affordable financial products and services. In achieving this […]
FinScope Zambia – 2020 Survey Report
To assess the level of financial inclusion in the country the Bank of Zambia in collaboration with other financialsector stakeholders implemented the FinScope 2020 Survey, in September – October 2020. The FinScope Surveyis an important research tool developed by FinMark Trust to provide credible national information on the demand, access, use of and behavior towards […]
World Investor Week 2019 Report
In 2017, the Securities and Exchange Commission (SEC) partnered with the International Organization of Securities Commissions (IOSCO) to commemorate the World Investor Week (WIW) and to coordinate WIW activities for Zambia. This year, the WIW 2019 was undertaken under the theme ‘A Smart Investor through Capital Markets’ from 30th September – 6th October 2019 and […]
Capital Markets Bulletin-Volume 5
It is a pleasure to present to you our capital markets bulletin, Volume 5 of 2017. In this edition we share highlights of the Capital Markets Indaba held in April 2017. The Indaba marked the start of a journey to reposition the capital markets in Zambia by bringing together a host of local and international […]
Capital Markets Bulletin-Volume 4
Welcome to the fourth edition of the Capital Markets Bulletin. In the last edition, we delved more on ourmarket development functions and shared with you the “Let’s Talk Capital Markets Investor Education and Awareness Campaign” which was a programme aimed at raising awareness about the capital markets and the investment opportunities they offer.