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Author: Sydney Katumba

REVISED BOND REPORTING TEMPLATE AUGUST 2022

Revised Bond Reporting Template August 2022

New-Checklist-for-New-Applicants – Individuals – 2025

CHECKLIST FOR APPLICATION FOR NEW APPLICANTS – INDIVIDUALS

Registration of Securities

Registration of Shares/Bonds/Medium Term Note Programme

New-Checklist-for-New – Companies – 2025

CHECKLIST FOR NEW APPLICATIONS – COMPANIES

Form 13 (Share Transfer Agent Application Form Final)

NOTE: If space is insufficient to provide details, where necessary, please attach annexure(s). Any such annexure should be identified as such and signed by the signatory to this application.

Form 12 (Notice of Change of Reps Principal)

NOTICE OF CHANGE OF REPRESENTATIVE’S PRINCIPAL AND NOTICE OF CHANGE OF PLACE AT WHICH RECORD IS KEPT

Form 11 (Notification of Cessation of Business)

NOTIFICATION OF CESSATION OF BUSINESS

Form 10 (Notice of Change of place of Business)

NOTICE OF CHANGE OF PLACE OF BUSINESS AND CHANGE OF PLACE AT WHICH RECORD IS KEPT

Form 9 (Notice of Place of Record)

NOTICE OF PLACE AT WHICH RECORD IS TO BE KEPT

Form 8 (Record of Securities)

RECORD OF SECURITIES Name of person having an interest:

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