Form 4 (Investment Licence)

Form 4 (Investment Licence)

APPLICATION BY A COMPANY FOR INVESTMENT ADVISER’S LICENCE

Application is hereby made for an Investment Adviser’s licence under the Act and the following statements are made in respect thereof

Notes:

(1) If space is insufficient to provide details, where necessary, please attach annexure(s). Any such annexure should be identified as such and signed by the signatory to this application.

(2) This application shall be accompanied by the last audited balance-sheet and profit and loss account certified as required by rule six of the Securities (Licensing and Fees) Rules, 1993.

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