IN EXERCISE of the powers contained in sections 9 and 220 of the Securities Act, the following Rules are hereby made:
These Rules may be cited as the Securities (Licensing, Fees, and Levies) (Amendment) Rules, 2018 and shall be read as one with Securities (Licensing, Fees and Levies) Rules, in these Rules referred to as the principal Rules.
The principal Rules are amended by the deletion of Rule 11 and the substitution therefor of the following:
The fees prescribed in the Third Schedule shall be payable to the Commission, with respect to –
(a) the issuance of a licence, registration, authorization or recognition under the Act;
(b) the registration of securities under Part VIII of the Act;
(c) the authorisation of takeovers, mergers, collective investment schemes, employee share ownership schemes, other schemes, foreign schemes and venture capital funds; and