Our Rules

Rules

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Rule Documents & Resources

The Securities and Exchange Commission (SEC) Zambia operates under a legal mandate to regulate and develop Zambia’s capital markets. Our rules are binding legal instruments that set out the rights, obligations, and standards of conduct for market participants, licensed entities, and issuers. These rules ensure fairness, efficiency, and investor protection in the financial ecosystem.

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Compliance & Enforcement

Zambia’s capital markets are evolving. The SEC continuously reviews and updates its rulebook to address emerging risks and innovations. Stakeholders are encouraged to stay up to date with changes.