IN EXERCISE of the powers contained in sections 29 and 221 of the Securities Act 2016, the following Regulations are hereby made:
In these Regulations, unless the context otherwise requires – “application” means an application made by a self
regulatory organisation to the Commission for organization for purposes of the Act; recognition of the organisation as a self-regulatory “certificate of recognition” means a certificate issued by the Commission recognising a self regulatory organisation, in accordance with regulation 6, for purposes of giving effect to section 29 the Act; “public interest test” means the criterion set out in regulation 3 for purposes of recognising a self regulatory organisation as provided in section 29; “register of members” means a register established and maintained by a self-regulatory organisation in accordance with regulation 15;