Registration of Securities Regulations – 2020

Registration of Securities Regulations – 2020

IN EXERCISE of the powers contained in Part VIII and section 221 of the Securities Act 2016, the following Regulations are hereby made:

Under these Regulations, unless the context otherwise requires- “articles” means articles of association;
“Chief Executive” means a person who either alone or together with one or more persons is or will be
responsible under the immediate authority of the board of directors for the conduct of the business of
a registered securities issuer; “complete registration statement” means an application for registration of securities consisting of the applicable form duly completed, and accompanied by the relevant fee and other documents or
information specified in these Regulations and rules issued by the Commission, and sworn to by the
promoters or applicant before a commissioner for oaths or notary public;

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