Securities (Capital Market Operators) (General Licensing Procedures and Requirement – 2020

Securities (Capital Market Operators) (General Licensing Procedures and Requirement – 2020

IN EXERCISE of the powers contained in Parts III, V and VI and section 221 of the Securities Act, 2016 the following Regulations are hereby made:

In these Regulations, unless the context otherwise requires –“applicant” means an individual, group of persons or
promoter who submits a complete application for a license, variation of a license or amendment of an
application for a license, as the case may be, in accordance with the Act and these Regulations, and
the word “application” shall be construed accordingly; “banking laws” means the requirements set out in the
Banking and Financial Services Act and the Bank of Zambia Act;

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