The Securities and Exchange Commission (SEC) is a statutory body established under Section 3 of the Securities Act, Chapter 354 of the Laws of Zambia. The Commission is responsible for regulating Zambia’s capital markets to promote fair, efficient and transparent markets, protect investors, facilitate capital formation and contribute to the development of a vibrant and resilient capital markets financial sector.
In fulfilling its mandate, the Commission seeks to maintain an appropriate balance between investor protection and capital market development.This is achieved through a regulatory framework that promotes market integrity, enhances public confidence, encourages innovation and supports sustainable economic growth. The Commission also supervises licensed market participants, oversees securities offerings and market transactions, enforces compliance with the law, and promotes financial literacy and investor education.